Getting the invite list right: a discussion of sepsis severity scoring systems in severe complicated intra-abdominal sepsis and randomized trial inclusion criteria
- Matti Tolonen1,
- Federico Coccolini2,
- Luca Ansaloni3,
- Massimo Sartelli4,
- Derek J. Roberts5,
- Jessica L. McKee6,
- Ari Leppaniemi1,
- Christopher J. Doig7,
- Fausto Catena8,
- Timothy Fabian9,
- Craig N. Jenne10,
- Osvaldo Chiara11,
- Paul Kubes12, 13,
- Yoram Kluger14,
- Gustavo P. Fraga15,
- Bruno M. Pereira16,
- Jose J. Diaz17,
- Michael Sugrue18,
- Ernest E. Moore19,
- Jianan Ren20,
- Chad G. Ball21,
- Raul Coimbra22, 23,
- Elijah Dixon24,
- Walter Biffl25,
- Anthony MacLean26,
- Paul B. McBeth5, 10, 27,
- Juan G. Posadas-Calleja10,
- Salomone Di Saverio28,
- Jimmy Xiao6,
- Andrew W. Kirkpatrick5, 10, 27, 29Email authorView ORCID ID profile and
- From the Closed Or Open after Laparotomy (COOL) for Source Control in Severe Complicated Intra-Abdominal Sepsis Investigators
© The Author(s). 2018
Received: 17 January 2018
Accepted: 13 March 2018
Published: 6 April 2018
Severe complicated intra-abdominal sepsis (SCIAS) is a worldwide challenge with increasing incidence. Open abdomen management with enhanced clearance of fluid and biomediators from the peritoneum is a potential therapy requiring prospective evaluation. Given the complexity of powering multi-center trials, it is essential to recruit an inception cohort sick enough to benefit from the intervention; otherwise, no effect of a potentially beneficial therapy may be apparent. An evaluation of abilities of recognized predictive systems to recognize SCIAS patients was conducted using an existing intra-abdominal sepsis (IAS) database.
All consecutive adult patients with a diffuse secondary peritonitis between 2012 and 2013 were collected from a quaternary care hospital in Finland, excluding appendicitis/cholecystitis. From this retrospectively collected database, a target population (93) of those with either ICU admission or mortality were selected. The performance metrics of the Third Consensus Definitions for Sepsis and Septic Shock based on both SOFA and quick SOFA, the World Society of Emergency Surgery Sepsis Severity Score (WSESSSS), the APACHE II score, Manheim Peritonitis Index (MPI), and the Calgary Predisposition, Infection, Response, and Organ dysfunction (CPIRO) score were all tested for their discriminant ability to identify this subgroup with SCIAS and to predict mortality.
Predictive systems with an area under-the-receiving-operating characteristic (AUC) curve > 0.8 included SOFA, Sepsis-3 definitions, APACHE II, WSESSSS, and CPIRO scores with the overall best for CPIRO. The highest identification rates were SOFA score ≥ 2 (78.4%), followed by the WSESSSS score ≥ 8 (73.1%), SOFA ≥ 3 (75.2%), and APACHE II ≥ 14 (68.8%) identification. Combining the Sepsis-3 septic-shock definition and WSESSS ≥ 8 increased detection to 80%. Including CPIRO score ≥ 3 increased this to 82.8% (Sensitivity-SN; 83% Specificity-SP; 74%. Comparatively, SOFA ≥ 4 and WSESSSS ≥ 8 with or without septic-shock had 83.9% detection (SN; 84%, SP; 75%, 25% mortality).
No one scoring system behaves perfectly, and all are largely dominated by organ dysfunction. Utilizing combinations of SOFA, CPIRO, and WSESSSS scores in addition to the Sepsis-3 septic shock definition appears to offer the widest “inclusion-criteria” to recognize patients with a high chance of mortality and ICU admission.
https://clinicaltrials.gov/ct2/show/NCT03163095; Registered on May 22, 2017.
Sepsis is a complex and increasing global health problem [1–5]. International consensus currently uses the working definition of sepsis as life-threatening organ dysfunction caused by a dysregulated host response to infection . The number of cases per year is estimated as approaching 18–19 million worldwide [4–6]. In the most severe cases, mortality rates approach 30–40% when shock is present [2, 7, 8], although may be 80% in the developing world . When the focus of infection is located within the abdominal cavity, a particularly severe form of sepsis may result in association with the anatomy and physiology of the abdominal cavity and the viscera within [10, 11]. Cases of intra-abdominal sepsis (IAS) may be defined as complicated when the inflammation or contamination spreads beyond a single organ [12, 13]. Complicated IAS may also be considered severe complicated IAS (SCIAS) when organ dysfunction is present with a mortality rate of 10–30% or with a mortality rate of 40–70% [14, 15] when septic shock is present [2, 7, 16, 17].
Despite advances in diagnosis, surgery, and antimicrobial therapy, mortality rates associated with CIAS and IAS remain exceedingly high . Despite appropriate therapy, progress to septic shock and multiple organ dysfunction driven by inflammation is common. Delayed or inadequate source control remains an independent predictor of mortality [19, 20]. However, recognizing “failed source control” [21, 22], from a self-propagating biomediator storm is often difficult or impossible without abdominal re-exploration (relaparotomy). At present, pharmacologic approaches are not the answer. Attempting to derive pharmacologic therapies for combating post-infective inflammation has proven an expensive and frustrating process . Over 100 attempts at blocking single biological response mediators have failed to address the early cytokine storm of sepsis [24, 25]. A controversial, potentially morbid, potentially life-saving technique is the adoption of an open abdomen (OA) following source control laparotomy. Uncontrolled use of the OA following sepsis is increasingly being reported as another potentially desirable option for the sickest SCIAS patents [12, 21, 22, 26–28]. However, accepting the OA is either potentially a life-saving intervention or a morbid unnecessary procedure with increased risks of complications such as enterocutaneous fistulae [29, 30]; an adequately powered prospective randomized controlled trial is urgently required.
Given the complexity of adequately powering multi-center trials, it is essential to recruit an inception cohort of patients sick enough to benefit from the intervention; otherwise, no effect of a potentially beneficial therapy may be apparent. Many scoring systems have been proposed for use in predicting clinical outcomes in the critically ill. Potential systems that have been suggested include the Acute Physiology and Chronic Health Evaluation (APACHE II) [31–34], multiple organ failure (MOF) scores , P-POSSUM [32, 36], Therapeutic Intervention Scoring System (TISS-28) [37, 38], and the National Early Warning Score (NEWS) definitions of sepsis [39, 40]; some are more intended for sepsis specifically such as the Sepsis Severity Score  and those specifically intended to consider intra-abdominal pathology such as the Mannheim Peritonitis Index , the World Society of Emergency Surgery Sepsis Severity Score (WSESSSS) , and even systems intended for pancreatitis such as the Ranson [42, 43] and Imrie  scores . However, none is currently accepted as being ideal for predicting outcomes in SCIAS . We thus conducted an evaluation of the abilities of recognized predictive systems for clinical outcomes in SCIAS to detect patients of interest using an existing IAS database.
World Society of Emergency Surgery Sepsis Severity Score for complicated intra-abdominal infections
Clinical conditions at admission
Sepsis with organ dysfunction at admission
Septic shock (acute circulatory failure characterized by persistent arterial hypotension) requiring vasopressor agents
Setting of acquisition
Origin of intra-abdominal infection
Colonic non-diverticular perforation peritonitis
Small bowel perforation peritonitis
Diverticular diffuse peritonitis
Post-operative diffuse peritonitis
Delay in source control
Delayed initial intervention (pre-operative duration of peritonitis (localized or diffuse) > 24 h
Age > 70
Immunosuppression (chronic glucocorticoids, immunosuppressive agents, chemotherapy, lymphatic disease, virus)
Calgary Predisposition, Infection, Response, and Organ Dysfunction (CPIRO)
Age > 65 years
In the original data set, there were 223 patients. Of these patients, 33 (13.5%) died within 30-days and 72 (32.2%) were admitted to the ICU. The target group of interest, with either 30-day mortality or ICU admission, constituted 93 patients with a 22% mortality. The majority (88%) of this group stayed in ICU more than 3 days and had a mean highest SOFA score of 7.9 [median 8; IQR 5–10]. Accounting for those that died in ICU, the mean length of ICU stay was 7.8 days [median 5.0; IQR 3–8.75], with 90% staying 3 or more days.
Predictive capabilities of potential COOL study sepsis and critical illness scoring systems using Helsinki outcomes data
qSOFA ≥ 2
SOFA ≥ 2
SOFA ≥ 3
SOFA ≥ 4
MPI ≥ 30
MPI ≥ 32
MPI ≥ 34
APACHE II ≥ 14
APACHE II ≥ 16
APACHE II ≥ 18
WSESSSS ≥ 8
WSESSSS ≥ 9
WSESSSS ≥ 10
CPIRO ≥ 3
CPIRO ≥ 4
Combined predictive capabilities of potential COOL study sepsis and critical illness scoring systems using Helsinki outcomes data
OR CPIRO ≥ 3
OR CPIRO ≥ 4
SOFA ≥ 4
OR CPIRO ≥ 3
SOFA >4 (4 OR greater here) ≥ OR WSESSSS ≥ 8
Septic shock OR WSESSSS ≥ 8
Septic shock OR CPIRO ≥ 4 OR WSES ≥ 8
Septic shock OR CPIRO ≥ 3 OR WSES ≥ 8
Septic shock OR SOFA ≥ 4
Septic shock OR SOFA ≥ 4 OR WSES ≥ 8
While selecting all patients with diffuse secondary peritonitis would yield greater enrollment, the disease severity would include patients with lower mortality that may not benefit from OA therapy. Thus, the most efficient identification rates of the desired cohort for a single system was a SOFA score ≥ 2 with 78.4% identification, followed by SOFA ≥ 3 with 75.2%, WSESSSS score ≥ 8 with 73.1%, and the APACHE II ≥ 14 with 68.8% identification (Table 1). Combining predictive systems together improved the identification rates (Table 4). Combining the Sepsis-3 septic shock definition with the WSESSS criteria increased detection to the highest rate of 79.6%, a rate that was not changed with the further addition of patients detected by a CPIRO score of ≥ 4 (Table 1). However, when the CPIRO was utilized with a threshold of 3 or greater, for an inclusive criteria of Sepsis-3 septic shock OR WSESSS ≥ 8 or CPIRO ≥ 3, this resulted in a detection rate of the desired population of 82.8%, with a sensitivity of 83% and a 74% specificity for detection of a population with the mortality rate remaining 26%. The other highest combination of scoring systems was combining a SOFA ≥ 4 with WSESSSS ≥ 8 which had a slightly higher detection rate of 83.9%, with 84% sensitivity and 75% specificity in a population with 25% mortality. This detection was unchanged in either direction by adding the criterion of septic shock.
The Closed or Open after Laparotomy (COOL) for Source Control in Severe Complicated Intra-abdominal Sepsis Trial (https://clinicaltrials.gov/ct2/show/NCT03163095) is a prospective multi-institutional worldwide study examining outcomes in those managed with primary fascial closure or OA in SCIAS . To properly power this trial, it is necessary to utilize optimal and validated scoring tool(s) to identify surgical patients with SCIAS at high risk of death requiring ICU care early in their hospital course, typically prior to ICU admission. Such potential tool(s) should be easy to use and functional while still in the operating room prior to potential formal primary fascial closure. A remarkable variety of potential scoring systems for predicting outcomes in relation to septic populations have developed over time leading to a somewhat discrepant epidemiological picture that is compounded by the variety of populations and health care settings in which they have been studied. Systems have been used for a variety of reasons including quality assessment and audit, epidemiological reporting and comparison, study recruitment and analysis, and outcome clinical predictions [7, 28, 31–37, 39–44].
When interrogated against a cohort of SCIAS patients recruited from an advanced health-care system, each predictive model performed with different attributes. Even considering a specific scoring tool, the specific tool may have varying sensitivity and specificity for identifying patients of interest depending on the threshold value of the tool selected. Thus, no one scoring system behaved perfectly, and all appear to be largely dominated by organ dysfunction with a modest increase in detection provided by the inclusion of further patient characteristics some of which may not be readily available pre-operatively before potential surgery and admission to ICU. Nonetheless in this population, patients identified by the Sepsis-3 septic shock definition in addition to the WSESSS criteria with a score of 8 or greater had a detection rate of 80%. Adding the potential increased detection of the CPIRO score ≥ 3 increased the detection rate to 83%. Thus, the COOL investigators decision to include any of the three identifying criteria of Sepsis-3 septic shock criterion, WSESSSS ≥ 8, or CPIRO ≥ 3 seems statistically justified based on this analysis.
Previous assessments of predictive capabilities of sepsis scoring systems
Outcome 2 (if applicable)
Ward or ED (n = 380) Szakmany 2017 
NEWS ≥ 3
qSOFA ≥ 2
NEWS > 6
Post-operative ICU patients  (n = 50)
Peritonitis + IAS requiring ICU
Multivariate Prediction of in-hospital death
HR 6.7 [95CI 2.7–17]
HR 9.8 095CI 1.3–73]
Predictions of death (day 1 SICU)
Post-operative SICU patients (n = 145) Delibegovic 2011 
Non-traumatic secondary peritonitis requiring laparotomy
Abdominal septic shock in ICU (n = 382) Hanisch 2011 
Sepsis-1 criteria  for abdominal septic shock
Death prediction first 3 ICU days
IAS pts requiring SCL (n = 211) Chan 
SCL and severe sepsis or septic shock as per Sepsis-1 (61)
Predicted mortality rate
IAS pts requiting re-laparotomy (n = 34) Das 
Hospital mortality prediction
IAS pts undergoing SCL (n = 221) Van Ruler 
APACHE > 10
Need for Re-Laparotomy
For practical discussion, it will be important to detect potential enrollees on the ward and in the emergency department prior to post-surgical ICU admission. A previous determination of predictive capabilities of patients on the ward or emergency department with suspected infection examined the Sepsis-1, Sepsis-3, and NEWS definitions of sepsis [39, 40]. Szakmany and colleagues concluded that the Sepsis-3 definition identified patients with the highest risk. SOFA score and NEWS were better predictors of poor outcome, while the SOFA score appeared to be the best tool for identifying patients with high risk of death and sepsis-induced organ dysfunction . Representative performance characteristics in this cohort with sepsis from all causes found that there was considerable overlap. Alternatively, application of SIRS-based criteria (Sepsis-1) did not identify 105 (27.3%) patients, all of whom had evidence of acute organ dysfunction . This analysis again raised concerns about the performance of qSOFA as it only identified 13% of patients otherwise diagnosed with sepsis, missed 30% of those with organ dysfunction, and failed to predict mortality.
The COOL investigators were particularly interested in evaluations of scoring systems involving SCIAS populations. While there have been numerous scores that attempt to prognosticate outcomes for general septic populations, focused studies in CIAS are fewer. In 1997, Bosscha and colleagues, studying 50 patients, commented that there was no ideal and accepted predictive scoring system for IAS and only the MPI and APACHE II scores contributed independently to mortality prediction . A comparison of the attributes of APACHE II, SAPS, sepsis score, MOF score, and TISS-28 in 145 patients with secondary peritonitis also concluded that the APACHE II and TISS-28 were significantly better than other systems and specifically criticized the power of the MPI . They also specifically recommended that combining scoring systems together should be the standard classification system for grading severity of IAS . Hanisch and colleagues analyzed 382 patients with “abdominal septic shock” in 2011 using the SOFA, APACHE II, SAPS, and MODS score and concluded that it was impossible to predict individual patient outcomes with any certainty and that the APACHE II performed the worst . Concerns about APACHE, even the newest proprietary APACHE IV, were recently repeated by Chan and colleagues in a 2016 retrospective cohort analysis of IAS patients. They commented that the APACHE scores might not accurately predict mortality in those requiring source control laparotomies as the post-operative trajectory might be greatly modulated by the surgical procedure . Concurrently, in 2014 Das and colleagues evaluated the SAPS, APACHE-II, and P-POSSUM systems to identify high risk surgical patients with intra-abdominal sepsis and planned relaparotomy . Contrary to these other experiences, the APACHE II score was the best at predicting mortality in this small series of 34 patients with a 21% mortality rate . However, although considered a good marker, the APACHE II utility in peritonitis has been questioned because of the conundrum of using the APACHE II to evaluate interventions despite the fact that interventions might significantly alter many of the physiological variables required for its calculation . The authors of the RELAP trial  evaluated the APACHE II, SAPS, MPI, MODS, SOFA, and acute part of the APACHE-II score and noted that none were of clinical value to predict patients with a need for relaparotomy for IAS control and modest abilities in predicting in-hospital mortality .
The Predisposition, Infection, Response and Organ dysfunction (PIRO) staging system was designed as a stratification tool to deal with the inherent heterogeneity of septic patients . The concept dates from recommendations made in the 2001 International Sepsis Definitions Conference to improve the traditional classification of sepsis [52, 53]. PIRO systems incorporate assessment of premorbid baseline susceptibility (predisposition), specific disorders responsible for illness (infection), responses of the host, and resulting degree of organ dysfunction. PIRO scores have been developed in patients with severe sepsis , community-acquired pneumonia (CAP) , and ventilator-associated pneumonia . Evaluation in septic patients (25% intra-abdominal sepsis) in the emergency department suggested the PIRO score had a significantly improved AUC than both APACHE II and Mortality in the Emergency Department scores . In Calgary, the CPIRO score showed consistent mortality discrimination outperforming both APACHE II and SOFA . The mortality rate by CPIRO score was 37.6% for a CPIRO of 4 and 54.7% for a CPIRO of 5 during its development, and when tested with the Helsinki data, it had the highest AUC.
Another tool to potentially identify patients with intra-abdominal sepsis at a high risk of death is a World Society of Emergency Surgery Sepsis Severity Score of 8 points or more . The World Society of Emergency Surgery (WSES) derived the WSESSSS from data and experience obtained from a global prospective observational study (CIAOW Study) that recruited patients in 132 medical institutions located in 54 countries [16, 17]. Seven hundred ninety-one patients (17.4%) were admitted in critical condition (septic shock or severe sepsis according to Sepsis-2 definitions ). The most significant variables, adjusted to clinical criteria, were used to create a severity score for patients with complicated intra-abdominal infections (cIAIs) including clinical conditions at admission (severe sepsis/septic shock), the origin of the cIAIs, the delay in source control, the setting of acquisition, and any risk factors such as age and immunosuppression. This predictive system carries the advantage of having been validated in a different worldwide population, giving great generalizability to the scoring system. In general, a score above 5.5 was the best predictor of mortality, but scores of 8 or more had a 41.7% mortality , very comparable to other groups of patients presenting with septic shock.
No one scoring system behaves perfectly, and all appear to be largely dominated by organ dysfunction. Utilizing both the CPIRO and WSESSSS scores in addition to the Sepsis-3 septic shock definition, combining the SOFA score with WSESSSS to detect seriously ill patients with IAS, offered the widest “net” to recognize patients with a high chance of mortality and ICU admission. Given practical considerations, utilizing septic shock, CPIRO, and WSESSS will form the basis of patient recruitment into the COOL study in an additive fashion wherein patients meeting any of the severity score criterion will be eligible (Fig. 2). The qSOFA score was considered insufficiently sensitive to serve as an eligibility criterion but will nonetheless remain useful in a preoperative setting to identify patients who require further evaluation, investigation, and care and might be eligible with further information. Overall, efforts to refine predictive scoring will benefit investigators looking to optimize inception cohorts among other scientists attempting to understand and treat SCIAS.
No funding was received for the conduct of this analysis or the preparation of this manuscript. The COOL investigators as an entity were supported to conduct a protocol development meeting in Parma Italy on November 26, 2017 through an unrestricted grant from the Acelity Corporation in which Inclusion Criteria for Closed Or Open after Laparotomy (COOL) for Source Control in Severe Complicated Intra-Abdominal Sepsis (https://clinicaltrials.gov/ct2/show/NCT03163095) trial was discussed.
Availability of data and materials
The datasets used and/or analyzed during the current study are available from Dr Matti Tolonen, (email@example.com) on reasonable request.
AWK, MT, and AR conceptualized the study. MT and AR performed the statistical analysis. MT, AWK, LA, MS, DJR, JLK, AL, CJD, FC, TF, CNJ, OC, PK, YK, GPF, BMP, JJD, MS, EEM, JR, CGB, RC, ED, WB, AM, PBM, JGPC, SDS, and JX discussed and critiqued the data and its interpretation. AWK drafted the initial manuscript. All authors read and approved the final manuscript.
Ethics approval and consent to participate
A retrospectively collected database of SCIAS cases was created at a quaternary care hospital in Helsinki, Finland. This database enrolled all consecutive adult patients with a diffuse secondary peritonitis between 2012 and 2013, although cases of appendicitis or cholecystitis were excluded. The institutional human research review committee approved the study design, and as it was an observational retrospective cohort study, neither informed consent nor ethics committee’s approval was required.
Consent for publication
Jessica L McKee declares that she has consulted for Innovative Trauma Care, Aceso, and the Acelity Corporations. Osvaldo Chiara reported having consulted for the Acelity Corporation. Jose J. Diaz reported having consulted for the Acelity Corporation. Michael Sugrue reported having consulted for the Smith and Nephew Corporation. Ernest E. Moore reported Research support and Intellectual property related to the Haemonetics, TEM Systems, Pryor Corporations, and being a Cofounder of Thrombo Therapeutics Inc. Andrew W Kirkpatrick serves in the Canadian Forces Medical Services and has consulted for the Innovative Trauma Care and Acelity Corporations. All other authors declared that they have no competing interests.
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